Carolyn Moon

Carolyn Moon

Director of Operations & Chief Compliance Officer
W: 816.569.1375
F: 816.569.1396

Carolyn is Director of Operations & Chief Compliance Officer for Vantage Investment Partners. She directs and coordinates all business operational processes including overall client service satisfaction, portfolio management, operations, marketing, and compliance. Carolyn is a thirty year professional in the Kansas City securities industry. Her experience includes client service expertise, capital markets background in fixed income securities, Manager of Operations at UBS Financial Services, and registered principal securities supervisor at Wells Fargo Advisors, LLC as a Market Compliance Specialist.

Carolyn received her BS in Business Administration from the University of Kansas. She currently maintains her Series 65 securities license.